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General Saudi Capital Market Rules and Regulations CME-1B

Master the Saudi Capital Market Law and CMA regulations with an interactive, mentor-led prep system for the GSCMR exam.

General Saudi Capital Market Rules and Regulations CME-1B
Official CISI Partner Exams Academy

Updated for 2026. 100% matching with the latest official workbook revisions.

Unlimited Training
Self-Paced Learning
Certificate of Completion
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General Saudi Capital Market Rules and Regulations with Smart Practice

This is not just revision material. It’s a complete exam simulation system designed specifically for professionals in the Saudi financial sector.

We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day.

Preview & See What You Will Get

Preview of General Saudi Capital Market Rules and Regulations CME-1B

Key Benefits

Four Full Exam Simulators

Don't just memorize - practice under pressure with three distinct modes.

  • Timed Real Exam Mode: Replicates actual environment.
  • Topic-by-Topic Drill Mode: Focus on weak areas like Market Manipulation.
  • Adaptive Challenge Mode: Difficulty that adjusts to you.

150+ High-Quality Practice Questions

Crafted to match the exam-standard wording and logic used by examiners.

  • Scenario-based questions for practical application.
  • Detailed Step-by-Step Explanations for every answer.
  • Metrics to track speed and accuracy over time.

AI Exam Tutor (On-Demand Support)

Meet your private mentor, specifically trained on CMA regulations.

  • Instant Clarification for complex rules.
  • 24/7 Availability whenever you're in the study zone.
  • Tailored Explanations in plain business logic.

Rapid-Recall Digital Flashcards

Digital flashcards optimized for quick reinforcement during short breaks.

  • Critical thresholds and reporting timelines.
  • Designed to make easy points stick permanently.
  • Mobile-ready for study on the go.

High-Yield Cheat Sheets

The distilled 'Golden Rules' of the Saudi Regulatory landscape.

  • Condensed summaries of AML and CMA requirements.
  • Designed for rapid recall in the final hours.
  • Essential conflict of interest disclosures.

Try Before You Buy

Experience our interactive learning tools — right here, right now

Sample Question 1 of 10

A complaint filed with the CMA can only be escalated to the Committee after:

This is just a taste — the full course includes far more

Who Is This For?

Compliance officers & MLROs in KSA
Brokerage and capital markets professionals
Relationship managers & Private bankers
Finance professionals in Saudi Arabia
Anyone needing to pass efficiently without over-studying
Expats relocating to Saudi financial hubs

Frequently Asked Questions

Syllabus

Module 1: Introduction to the Capital Market Authority 7 marks

Explores CMA's establishment, independence under Capital Market Law, and objectives.

  • Reporting to Prime Minister
  • Functions of the CMA
  • Investor protection rules

Module 2: Securities Business Regulations 6 marks

Details what constitutes 'Securities Business' including dealing, managing, advising, etc.

  • Dealing and Managing Definitions
  • Advising vs Custody
  • Exemptions

Module 3: Authorisation 2 marks

Strict requirements for CMA authorisation to conduct business.

  • Fit and Proper criteria
  • Approved Persons regime
  • Notification timelines

Module 4: Regulated Activities 13 marks

Reporting and operational requirements imposed on authorised persons.

  • Client money rules
  • 10-year Record keeping requirements
  • Periodic CMA reporting

Module 5: Anti-Money Laundering and Counter-Terrorist Financing 5 marks

Critical AML/CFT obligations in KSA aligning with FATF.

  • Customer Due Diligence (CDD)
  • Suspicious Transaction Reporting (STR)
  • Compliance Officer duties

Module 6: Prohibitions 7 marks

Prohibited behaviors like market manipulation and insider trading.

  • Market Manipulation meaning
  • Insider Trading rules
  • Misleading statements

Module 7: Capital Market Institutions' Regulations 6 marks

Capital adequacy, corporate governance, and conflicts of interest.

  • Capital Adequacy
  • Conflicts of Interest
  • Independence of function

Module 8: Systems and Controls 4 marks

Internal frameworks required for risk management.

  • Internal Audit vs Compliance
  • Business Continuity Plans
  • Direct reporting lines to the Board

Student Reviews

4.8
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Based on 16 reviews
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Verified purchases from actual professionals preparing for their CISI exams.

Recent Reviews

K
Khaled T.
VERIFIED · May 17, 2026
Clutch

Great for CME-1 prep

"Took the CME-1 and the AI tutor literally explained the capital adequacy ratios better than my corporate trainer did lol. Kept my study sessions very focused. Recommending this to my team."

N
Nour A.
VERIFIED · Apr 22, 2026
Trustpilot

Unlimited access saved me

"Failed first time with 65% using just the workbook. Came back to this 3 weeks later and just redid the mocks on my weak chapters + drilled the flashcards for penalty values I kept mixing up. Passed second go 78%. No extra fees which is amazing because other platforms charge you again. The summeries saved me like 20 hours of rereading the same dense chapters over and over. Genuinley smart prep - feels like someone who already passed built this for people who struggle with the material. Also the fact that tricky examiner wordings are flagged seprately is so helpfull, those trick questions used to destroy me."

K
Khalid M.
VERIFIED · Feb 14, 2026
Google

2026 content is live!!

"Just used the updated 2026 GSCMR material. The new rules on sustainable finance in KSA r already included. Passed with 88% yesterday!"

N
Noura H.
VERIFIED · Apr 18, 2026
Google

88% in 2 weeks!

"Improved my scores from about 55% to 88% in just 2 weeks. Mocks r perfectly calibrated to the real difficulty level. Elite platform."

S
Shreya L.
VERIFIED · Nov 20, 2025
Google

GSCMR timelines

"Saudi market timelines r crucial. The cheat sheet for GSCMR is pure gold for the test center. Pass mark achieved easy."

A
Arania Q.
VERIFIED · Jul 30, 2025
Trustpilot

KSA prep is top notch

"Gscmr stuff is elite. The generic CMA timelines cheat sheet absoluteley saved me so much time in the test room. Pass easy."

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General Saudi Capital Market Rules and Regulations CME-1B
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