General Saudi Capital Market Rules and Regulations CME-1B
Master the Saudi Capital Market Law and CMA regulations with an interactive, mentor-led prep system for the GSCMR exam.
Updated for 2026. 100% matching with the latest official workbook revisions.
General Saudi Capital Market Rules and Regulations with Smart Practice
This is not just revision material. It’s a complete exam simulation system designed specifically for professionals in the Saudi financial sector.
We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day.
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Key Benefits
Four Full Exam Simulators
Don't just memorize - practice under pressure with three distinct modes.
- ✓ Timed Real Exam Mode: Replicates actual environment.
- ✓ Topic-by-Topic Drill Mode: Focus on weak areas like Market Manipulation.
- ✓ Adaptive Challenge Mode: Difficulty that adjusts to you.
150+ High-Quality Practice Questions
Crafted to match the exam-standard wording and logic used by examiners.
- ✓ Scenario-based questions for practical application.
- ✓ Detailed Step-by-Step Explanations for every answer.
- ✓ Metrics to track speed and accuracy over time.
AI Exam Tutor (On-Demand Support)
Meet your private mentor, specifically trained on CMA regulations.
- ✓ Instant Clarification for complex rules.
- ✓ 24/7 Availability whenever you're in the study zone.
- ✓ Tailored Explanations in plain business logic.
Rapid-Recall Digital Flashcards
Digital flashcards optimized for quick reinforcement during short breaks.
- ✓ Critical thresholds and reporting timelines.
- ✓ Designed to make easy points stick permanently.
- ✓ Mobile-ready for study on the go.
High-Yield Cheat Sheets
The distilled 'Golden Rules' of the Saudi Regulatory landscape.
- ✓ Condensed summaries of AML and CMA requirements.
- ✓ Designed for rapid recall in the final hours.
- ✓ Essential conflict of interest disclosures.
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A complaint filed with the CMA can only be escalated to the Committee after:
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Frequently Asked Questions
Syllabus
Module 1: Introduction to the Capital Market Authority 7 marks
Explores CMA's establishment, independence under Capital Market Law, and objectives.
- • Reporting to Prime Minister
- • Functions of the CMA
- • Investor protection rules
Module 2: Securities Business Regulations 6 marks
Details what constitutes 'Securities Business' including dealing, managing, advising, etc.
- • Dealing and Managing Definitions
- • Advising vs Custody
- • Exemptions
Module 3: Authorisation 2 marks
Strict requirements for CMA authorisation to conduct business.
- • Fit and Proper criteria
- • Approved Persons regime
- • Notification timelines
Module 4: Regulated Activities 13 marks
Reporting and operational requirements imposed on authorised persons.
- • Client money rules
- • 10-year Record keeping requirements
- • Periodic CMA reporting
Module 5: Anti-Money Laundering and Counter-Terrorist Financing 5 marks
Critical AML/CFT obligations in KSA aligning with FATF.
- • Customer Due Diligence (CDD)
- • Suspicious Transaction Reporting (STR)
- • Compliance Officer duties
Module 6: Prohibitions 7 marks
Prohibited behaviors like market manipulation and insider trading.
- • Market Manipulation meaning
- • Insider Trading rules
- • Misleading statements
Module 7: Capital Market Institutions' Regulations 6 marks
Capital adequacy, corporate governance, and conflicts of interest.
- • Capital Adequacy
- • Conflicts of Interest
- • Independence of function
Module 8: Systems and Controls 4 marks
Internal frameworks required for risk management.
- • Internal Audit vs Compliance
- • Business Continuity Plans
- • Direct reporting lines to the Board
General Saudi Capital Market Rules and Regulations CME-1B
Course Features
Student Reviews
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