Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering CME-2B
Master the Capital Market Authority (CMA) regulations, client money rules, and AML/CTF protocols for the Saudi market.
Updated for 2026. 100% matching with the latest official workbook revisions.
Saudi Capital Market Rules and Regulations – CAML with Smart Practice
This is not just revision material. It’s a complete exam simulation system designed specifically for professionals in the Saudi financial sector.
We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day, covering CMA rules, client money rules, and AML/CTF.
Preview & See What You Will Get
Key Benefits
Four Full Exam Simulators
Don't just memorize - practice under pressure with three distinct modes.
- ✓ Timed Real Exam Mode: Replicates actual environment.
- ✓ Topic-by-Topic Drill Mode: Focus on weak areas like Market Manipulation.
- ✓ Adaptive Challenge Mode: Difficulty that adjusts to you.
200 High-Quality Practice Questions
Crafted to match the exam-standard wording and logic used by examiners.
- ✓ Scenario-based questions for practical application.
- ✓ Detailed Step-by-Step Explanations for every answer.
- ✓ Metrics to track speed and accuracy over time.
AI Exam Tutor (On-Demand Support)
Meet your private mentor, specifically trained on CMA regulations.
- ✓ Instant Clarification for complex rules.
- ✓ 24/7 Availability whenever you're in the study zone.
- ✓ Tailored Explanations in plain business logic.
Rapid-Recall Digital Flashcards
Digital flashcards optimized for quick reinforcement during short breaks.
- ✓ Critical thresholds and reporting timelines.
- ✓ Designed to make easy points stick permanently.
- ✓ Mobile-ready for study on the go.
High-Yield Cheat Sheets
The distilled 'Golden Rules' of the Saudi Regulatory landscape.
- ✓ Condensed summaries of AML and CMA requirements.
- ✓ Designed for rapid recall in the final hours.
- ✓ Essential conflict of interest disclosures.
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Experience our interactive learning tools — right here, right now
What is the minimum advance notification period for a Capital Market Institution wishing to temporarily cease securities business?
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Frequently Asked Questions
Syllabus
Module 1: Capital Market Institutions' Regulations 5 marks
5 Lectures
- • Maintenance of Authorisation
- • Withdrawing or Cancelling Authorisation
- • Securities Advertisements
- • Client Money and Assets
- • Client Statements
Module 2: Investment Funds Regulations 4 marks
6 Lectures
- • Offering Document Requirements & Custodian
- • Investment Areas and Limitations
- • Notifications and Principal Transactions
- • Breach of Investment Limitations
- • Real Estate Investment Funds Regulations
Module 3: Market Conduct Regulations 3 marks
5 Lectures
- • Market Manipulation and Insider Trading
- • Prioritisation of Clients and Front Running
- • Best Execution and Timely Allocation
- • Aggregation of Client Orders
Module 4: Corporate Finance 3 marks
4 Lectures
- • Rules on the Offer of Securities
- • Public Offer of Shares and Debt Instruments
- • Continuing Obligations and Dealing Restrictions
- • Parallel Market
Module 5: Investment Accounts Instructions 2 marks
3 Lectures
- • Opening an Investment Account
- • Account Opening Agreements
- • Natural Persons and Legal Persons
Module 6: Anti-Money Laundering 5 marks
6 Lectures
- • Preventative Measures
- • Due Diligence and Enhanced Due Diligence
- • Cross-Border Correspondent Relationships
- • Detecting Suspicious Activity
- • Suspicious Activity Reporting
Module 7: Countering Crimes of Terrorism and the Financing of Terrorism 3 marks
4 Lectures
- • Risk Assessment
- • Due Diligence Measures
- • Suspicious Activity Reporting Requirements
- • Tipping Off
Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering CME-2B
Course Features
Student Reviews
Verified purchases from actual professionals preparing for their CISI exams.
Recent Reviews
Saudi Caml success
"Working in Saudi compliance and this cert is essential. Prep here is 10/10. Very reflective of the real test scenarios they throw at u."
Plain english is rare!
"Saudi AML regs can be so dry but this actually explains them in plain english. Would have really struggled with the official textbook alone, it's just too dense."
Passed 2B first try
"CME-2B is tough but a month on this platform was enough. The video summaries r the best bit about it. Passed first try today."
PEP management
"Pep identification was super clear even with the complex saudi laws. Really drilled it into my head. 10/10 recommend."
Saudi aml risk
"Saudi aml risk stuff is solid. Very practical and actually relevant for the test. I like the way it's broken down by chapter."
Wire transfer rules simplified
"Wire transfer rules with all that info for domestic vs international... Reached for this course and it was worth it. Easy to follow."
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