General Saudi Capital Market Rules and Regulations CME-1B
Master the Saudi Capital Market Law and CMA regulations with an interactive, mentor-led prep system for the GSCMR exam.
Preview & See What You Will Get
General Saudi Capital Market Rules and Regulations with Smart Practice
This is not just revision material. It’s a complete exam simulation system designed specifically for professionals in the Saudi financial sector.
We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day.
Key Benefits
Three Full Exam Simulators
Don't just memorize - practice under pressure with three distinct modes.
- ✓ Timed Real Exam Mode: Replicates actual environment.
- ✓ Topic-by-Topic Drill Mode: Focus on weak areas like Market Manipulation.
- ✓ Adaptive Challenge Mode: Difficulty that adjusts to you.
150+ High-Quality Practice Questions
Crafted to match the exam-standard wording and logic used by examiners.
- ✓ Scenario-based questions for practical application.
- ✓ Detailed Step-by-Step Explanations for every answer.
- ✓ Metrics to track speed and accuracy over time.
AI Exam Tutor (On-Demand Support)
Meet your private mentor, specifically trained on CMA regulations.
- ✓ Instant Clarification for complex rules.
- ✓ 24/7 Availability whenever you're in the study zone.
- ✓ Tailored Explanations in plain business logic.
Rapid-Recall Digital Flashcards
Digital flashcards optimized for quick reinforcement during short breaks.
- ✓ Critical thresholds and reporting timelines.
- ✓ Designed to make easy points stick permanently.
- ✓ Mobile-ready for study on the go.
High-Yield Cheat Sheets
The distilled 'Golden Rules' of the Saudi Regulatory landscape.
- ✓ Condensed summaries of AML and CMA requirements.
- ✓ Designed for rapid recall in the final hours.
- ✓ Essential conflict of interest disclosures.
Who Is This For?
Frequently Asked Questions
Syllabus
Module 1: Introduction to the Capital Market Authority
Explores CMA's establishment, independence under Capital Market Law, and objectives.
- • Reporting to Prime Minister
- • Functions of the CMA
- • Investor protection rules
Module 2: Securities Business Regulations
Details what constitutes 'Securities Business' including dealing, managing, advising, etc.
- • Dealing and Managing Definitions
- • Advising vs Custody
- • Exemptions
Module 3: Authorisation
Strict requirements for CMA authorisation to conduct business.
- • Fit and Proper criteria
- • Approved Persons regime
- • Notification timelines
Module 4: Regulated Activities
Reporting and operational requirements imposed on authorised persons.
- • Client money rules
- • 10-year Record keeping requirements
- • Periodic CMA reporting
Module 5: Anti-Money Laundering and Counter-Terrorist Financing
Critical AML/CFT obligations in KSA aligning with FATF.
- • Customer Due Diligence (CDD)
- • Suspicious Transaction Reporting (STR)
- • Compliance Officer duties
Module 6: Prohibitions
Prohibited behaviors like market manipulation and insider trading.
- • Market Manipulation meaning
- • Insider Trading rules
- • Misleading statements
Module 7: Capital Market Institutions' Regulations
Capital adequacy, corporate governance, and conflicts of interest.
- • Capital Adequacy
- • Conflicts of Interest
- • Independence of function
Module 8: Systems and Controls
Internal frameworks required for risk management.
- • Internal Audit vs Compliance
- • Business Continuity Plans
- • Direct reporting lines to the Board
General Saudi Capital Market Rules and Regulations CME-1B
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Course Features
Student Reviews
Verified purchases from actual professionals preparing for their CISI exams.
Recent Reviews
Exactly what I needed for the CMA rules
"The mock exams for GSCMR are incredibly realistic. The wording of the questions matches the actual CMA exams perfectly. Passed with 88%. Thank you Exams Academy!"
Insider dealing provisions well taught
"Insider trading, market manipulation, and disclosure obligations under Saudi law are well covered."
Essential for Vision 2030 career growth
"As Saudi Arabia opens its financial markets, this qualification is increasingly valuable. Great prep."
Saudi market rules demystified
"CMA authorized persons regulations are complex, but this platform's chapter-by-chapter approach made learning systematic and effective."
CMA prep at its finest
"Studying for GSCMR alongside work was tough, but the bite-sized chapters and targeted drills made it manageable. Scored 92% on the real exam."
Corporate governance section is strong
"Board composition, audit committee requirements, and related party transaction rules — all exam staples."
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