Saudi Capital Market Rules and Regulations – Brokers CME-3B (UAE)
Master the Capital Market Authority (CMA) regulations, client money rules, and market conduct specifically tailored for Brokers.
Updated for 2026. 100% matching with the latest official workbook revisions.
Listen to course modules on the go. Perfect for studying while driving or commuting.
* This is a chapter sample. All audio is available in the full version.
Saudi Capital Market Rules and Regulations – Brokers with Smart Practice
This is not just revision material. It’s a complete exam simulation system designed specifically for brokers operating in the Saudi financial sector.
We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day, covering CMA rules, client money rules, and market conduct regulations.
Exam Format & Details
| Questions | 25 Multiple Choice |
| Duration | 60 Minutes |
| Pass Mark | 70% |
Exams Academy vs. Traditional Training
| Feature | Exams Academy | Traditional Providers |
|---|---|---|
| Access Period | Lifetime Access | 30 - 90 Days |
| Practice Exams | Unlimited Retakes | 1 - 2 Static Mocks |
| Study Support | Instant 24/7 AI Tutor | Email Support |
| Cost | $130 (One-Time) | $300+ (Recurring) |
Preview & See What You Will Get
Key Benefits
AI Audio Summaries New
Listen to course modules on the go. Practice anytime, anywhere - even while driving or commuting.
- ✓ Studio-quality AI voice narration.
- ✓ Perfect for auditory learners.
- ✓ Maximize your study time during daily commutes.
Five Full Exam Simulators
Don't just memorize - practice under pressure with three distinct modes.
- ✓ Timed Real Exam Mode: Replicates actual environment.
- ✓ Topic-by-Topic Drill Mode: Focus on weak areas like Market Manipulation.
- ✓ Adaptive Challenge Mode: Difficulty that adjusts to you.
200 High-Quality Practice Questions
Crafted to match the exam-standard wording and logic used by examiners.
- ✓ Scenario-based questions for practical application.
- ✓ Detailed Step-by-Step Explanations for every answer.
- ✓ Metrics to track speed and accuracy over time.
AI-Powered Study Assistant
An AI chatbot trained on CMA regulations — ask it anything, anytime.
- ✓ Instant Clarification for complex rules.
- ✓ 24/7 Availability whenever you're in the study zone.
- ✓ Tailored Explanations in plain business logic.
Rapid-Recall Digital Flashcards
Digital flashcards optimized for quick reinforcement during short breaks.
- ✓ Critical thresholds and reporting timelines.
- ✓ Designed to make easy points stick permanently.
- ✓ Mobile-ready for study on the go.
High-Yield Cheat Sheets
The distilled 'Golden Rules' of the Saudi Regulatory landscape.
- ✓ Condensed summaries of CMA requirements.
- ✓ Designed for rapid recall in the final hours.
- ✓ Essential client money and asset protection disclosures.
Syllabus
Module 1: Market Conduct Regulations 13 marks
Chapter 1
- • Manipulative and Deceptive Acts
- • Untrue Statements and Rumours
- • Insider Trading
Module 2: Capital Market Institutions' Conduct 12 marks
Chapter 2
- • Market Manipulation & Insider Trading
- • Handling Client Orders & Best Execution
- • Conduct of Business: Gifts & Confidentiality
Who Is This For?
Frequently Asked Questions
Yes, all content is fully aligned with the latest version syllabus .
You get lifetime access. Study at your own pace.
Absolutely. Our engine matches the CISI syllabus with exactly 25 questions and a 60-minute duration.
All content is created from the official workbooks and compiled with input from finance professionals who have studied for and passed the exam themselves. Their notes, insights, and exam feedback are combined into a focused, interactive study system.
We do not guarantee a pass — success requires reading the official workbook and using our materials for active revision. However, our system is designed around recall-based learning, which is proven to significantly improve retention and exam performance.
No previous qualifications or work experience are required. Our materials are structured to help both newcomers and experienced professionals looking to formalise their knowledge.
Yes — the official workbook is recommended for full exam preparation. Our course is designed as a powerful revision companion that distils the most exam-relevant content into flashcards, cheat sheets, and mock exams to accelerate your preparation.
Yes! You can test your knowledge and see our AI tutor in action with our free Saudi Capital Market Rules and Regulations – Brokers CME-3B Sample Paper.
Saudi Capital Market Rules and Regulations – Brokers CME-3B
Course Features
Student Reviews
From finance professionals who prepared and passed their CISI exams.
Recent Reviews
Settlement finally clicks
Saudi exchange settlement and DvP stuff finally clicking... Operations was always my weak point but it's perfect here. Passed with 85%.
Great for Saudi brokers
Saudi exchange rules are finally explained properly. Used this to prep for my CMA exams and passed without much stress. Already recommended to my colleagues.
Saudi exchange rules prep
Saudi brokers exam is broad but focusing on the Saudi exchange settlement cycle through this course was the key for me. Passed 1st attempt with no issues.
IPO allocation clicks
Book building and IPO stuff was solid. The tutorial on pricing the issue made it for me. Passed today!
Thanks Katarina! Glad the course helped. Best of luck!
Vital for Saudi trading roles
Work on the trading floor specifically and this cert is required for us. The content mirrors our daily ops perfectly which was a surprise. Helpful course.
Saudi settlement regs
Settlement and brokers exam regs are accurate. Really helped me with the DvP section which was my weak point. Pass achieved!
Ready to Pass Your Exam?
Join hundreds of finance professionals who passed their CISI exams and earned their CISI qualifications with our smart practice platform and AI CISI tutors.