القواعد واللوائح المالية في الإمارات - CISI Free Sample Paper: Investment Funds Topic Preview

Q: Are these القواعد واللوائح المالية في الإمارات - CISI sample questions updated for 2026?

Yes, these free practice questions are continuously reviewed and updated to reflect the latest official syllabus changes and regulatory requirements for candidates in the UK.

Q: How similar is this sample paper to the real القواعد واللوائح المالية في الإمارات - CISI exam?

These questions preview the practice style available in the course, but they cover only Investment Funds. This is not a full mock exam and the result cannot measure your overall exam readiness.

Q: What does my القواعد واللوائح المالية في الإمارات - CISI topic-preview score mean?

It reflects only your answers to 15 questions from Investment Funds. Other syllabus areas are not tested here, so the score is not a pass or fail result and should not be used to predict your official exam performance.

Q: Can I retake this free topic preview?

Yes. You can retake these 15 questions, but repeated attempts cover the same single topic. The full course unlocks all 500 practice questions and broader mock-exam practice.

Question 1

A private investment fund is preparing a promotional campaign. Which advertising restriction applies to that campaign?

Accepted Answer

It must refrain from using public advertising media of all types

Answer

It may use public media after notifying its unit holders

Answer

It may advertise publicly if the minimum subscription is AED 180,000

Answer

It may advertise publicly only in Arabic-language newspapers

Question 2

The Al-Maktoum family office wants to create an investment vehicle restricted entirely to members of their extended family. Which fund category is designed for this specific arrangement?

Accepted Answer

Family Fund

Answer

Private Fund

Answer

Exempt Fund

Answer

Professional Fund

Question 3

A new investment firm is looking to establish an investment fund in the UAE. Which of the following regulations must the firm primarily consult to understand the regulatory framework governing investment funds?

Accepted Answer

Resolution 01/Chairman of 2023

Answer

Decision 13/2021

Answer

Cabinet Decision No. 10 of 2019

Answer

Federal Law No. 4 of 2000

Question 4

Which transfer is prohibited for units in a family investment fund?

Accepted Answer

A sale or pledge to a third party who is not a family member

Answer

A transfer to another existing unit holder who is a family member

Answer

A transfer to a corporate person wholly owned by a family member

Answer

A transfer between eligible family members permitted by the offering document

Question 5

What are the permitted minimum and maximum lengths of a local fund's first financial year?

Accepted Answer

At least six months and no more than eighteen months

Answer

At least three months and no more than twelve months

Answer

Exactly twelve months

Answer

At least twelve months and no more than twenty-four months

Question 6

A Real Estate Investment Fund (REIF) wishes to comply with the SCA's revenue concentration rule. What minimum percentage of the fund's total revenue must be derived from real estate activities?

Accepted Answer

90%

Answer

95%

Answer

80%

Answer

75%

Question 7

A Cash Fund manager is structuring a new money market fund. What is the maximum weighted average maturity permitted for the fund's portfolio under SCA regulations?

Accepted Answer

120 days

Answer

90 days

Answer

60 days

Answer

180 days

Question 8

Delta Asset Management is launching a new Public Fund. To comply with SCA regulations regarding disclosure, what documents must the firm prepare for prospective investors?

Accepted Answer

Both an Offering Document and a KIID

Answer

Only a Key Investor Information Document (KIID)

Answer

Neither, as public funds only require a basic term sheet

Answer

Only an Offering Document

Question 9

Sigma Investments is structuring a Private Fund in the UAE. To whom can the firm market and sell the units of this fund during its initial offering?

Accepted Answer

Professional Investors only

Answer

All investors, provided no public advertising is used

Answer

Any retail investor with a net worth of AED 500,000

Answer

Up to 50 retail investors and unlimited Professional Investors

Question 10

A Venture Capital fund under the SCA framework has total assets of AED 200 million. What is the maximum percentage of its assets that the fund may lend out?

Accepted Answer

30%

Answer

40%

Answer

25%

Answer

20%

Question 11

A newly licensed fund is setting up its accounting periods. What is the minimum permitted duration for the fund's first fiscal year?

Accepted Answer

6 months

Answer

9 months

Answer

12 months

Answer

3 months

Question 12

Omega Capital has submitted a complete application to the SCA for the approval of a new Public Fund. What is the statutory timeline within which the SCA must issue its decision?

Accepted Answer

10 working days

Answer

30 working days

Answer

5 working days

Answer

15 working days

Question 13

Alpha Capital is structuring a local fund and wishes to market the fund's units to retail investors in the UAE. Under SCA regulations, which fund category is most appropriate for this purpose?

Accepted Answer

Public Fund

Answer

Venture Capital Fund

Answer

Family Fund

Answer

Private Fund

Question 14

In which languages must the required local investment fund reports be published?

Accepted Answer

Arabic and English

Answer

Arabic only

Answer

English only

Answer

Any one language selected by the administrator

Question 15

After a successful initial offering, a newly approved fund reaches its subscription closing date. By when must the formal licensing of the fund be completed?

Accepted Answer

Within 30 days of the subscription closing date

Answer

Within 45 days of the subscription closing date

Answer

Within 15 days of the closing date

Answer

Within 10 days of the closing date

القواعد واللوائح المالية في الإمارات - CISI Free Sample Paper & Practice Questions

A private investment fund is preparing a promotional campaign. Which advertising restriction applies to that campaign?

القواعد واللوائح المالية في الإمارات - CISI

افتح خصم 20٪

About This Free Sample Paper

Why Use a Question Bank & Mock Exams?

Frequently Asked Questions

Pass on Your First Attempt

القواعد واللوائح المالية في الإمارات - CISI Free Sample Paper & Practice Questions

A private investment fund is preparing a promotional campaign. Which advertising restriction applies to that campaign?

القواعد واللوائح المالية في الإمارات - CISI

افتح خصم 20٪

About This Free Sample Paper

Why Use a Question Bank & Mock Exams?

Frequently Asked Questions

Pass on Your First Attempt

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