التحضير لاختبار CISI في التنظيم والامتثال - المستوى السادس
تحضير لوحدة التنظيم والامتثال المتقدمة والإلزامية ضمن دبلوم CISI في امتثال الاستثمار، وفق أحدث منهج تمت مراجعته لعام 2026.
تمت مراجعة معلومات منهج الدورة لعام 2026. يُرجى دائماً التحقق من أحدث منهج رسمي وتحديثات المرشحين لدى الجهة المانحة قبل حجز الامتحان أو التقدم له.
هذه وحدة مستقلة وليست الدبلوم كاملاً ولا اختبار الامتثال المالي العالمي من المستوى الثالث. يغطي المنهج الرسمي خمسة أجزاء، بينما ينظم كتاب الدراسة المحتوى في ستة فصول. ويتكون الاختبار الكتابي من 195 دقيقة: إجابات قصيرة إلزامية بنسبة 30%، وإجابتان عمليتان أو لحل المشكلات بنسبة 40%، ومقالان بنسبة 30%. ويجري حالياً استكمال المحتوى وبنك التدريب على الإجابات الكتابية، ويظهر للمشترين إشعار الإنجاز خلال ساعتين.
تفاصيل الامتحان
| نوع التقييم | Three-hour-and-fifteen-minute narrative examination: compulsory short answers, two practical problem-solving answers including one compulsory question, and two essays selected from four |
| المدة الزمنية | 195 دقيقة |
| علامة النجاح القياسية | The official pass mark is variable; the CISI Diploma factsheet states that it is never below 50%. |
| المستوى | المستوى 6 |
المزايا الرئيسية
Three-section written-exam method
Prepare the distinct retrieval, problem-solving and structured-argument skills required across Sections A, B and C.
- ✓ Compulsory short answers
- ✓ Practical compliance scenarios
- ✓ Balanced essay arguments
Current UK regulatory framework
Connect statutes, the FCA Handbook, the PRA Rulebook and other provisions with their practical impact on firms and senior management.
- ✓ Regulatory framework
- ✓ FCA and PRA requirements
- ✓ Markets and other provisions
Management-level application
Develop the compliance-officer viewpoint needed to identify risks, evaluate controls and recommend ethical, workable responses.
- ✓ Risk and control analysis
- ✓ Professional judgement
- ✓ Current regulatory developments
المنهج الدراسي
الوحدة 1: Regulatory Framework
UK statutory structure together with European and international financial-services structures relevant to the UK.
- • FSMA and statutory instruments
- • Bank of England and financial-services legislation
- • European and international structures
الوحدة 2: FCA Handbook and PRA Rulebook of Rules and Guidance
High-level and business standards, regulatory processes, redress and perimeter guidance applicable to UK investment business.
- • PRIN, SYSC and individual accountability
- • COBS, CASS and market conduct
- • Supervision, redress and perimeter guidance
الوحدة 3: Other Regulatory Provisions
Takeovers, listings, market abuse, insider dealing, financial crime, bribery, whistleblowing, data protection, ESG and cryptoassets.
- • Market abuse and insider dealing
- • Financial-crime framework
- • Conduct, data and emerging provisions
الوحدة 4: The Regulation of Markets and Exchanges
The regulatory status and operation of recognised and designated exchanges, overseas exchanges and multilateral trading venues.
- • RIEs, DIEs and ROIEs
- • MTFs and OTFs
- • Systematic internalisers
الوحدة 5: Current Regulatory Developments
Current UK regulatory initiatives, consultations, enforcement, supervisory communications and decisions affecting financial services.
- • Regulatory Initiatives Grid and business plans
- • Consultations and supervisory statements
- • Enforcement and Upper Tribunal developments
لمن هذه الدورة؟
الأسئلة الشائعة
It is a three-hour-and-fifteen-minute narrative examination. Section A is worth 30%, Section B requires two practical or problem-solving answers including one compulsory question and is worth 40%, and Section C requires two essays selected from four and is worth 30%.
No. Regulation and Compliance is the mandatory advanced unit in the three-unit Diploma route. Candidates must also satisfy the prerequisite and pass the other required regulatory and specialist units under the current CISI structure.
No. Global Financial Compliance is a separate Level 3 examination that may form part of the Diploma route. Regulation and Compliance is the Level 6 narrative unit with its own syllabus and written assessment.
The page follows Version 13.0, covering examinations from 25 November 2026 to 9 June 2027. Always check the latest official CISI syllabus and candidate updates for the year and sitting you plan to take.
The pass mark is variable. The official CISI Diploma factsheet states that it is never below 50%, so candidates should not treat 50% as a guaranteed fixed threshold for every sitting.
Checkout is open while the latest learning content and written-answer practice bank are being completed. Purchasers see the current two-hour completion notice on their dashboard.
التحضير لاختبار CISI في التنظيم والامتثال - المستوى السادس
ميزات الدورة
احجز مكانك في الدورة
سجّل الآن بينما نحدّث بنك الأسئلة وفق أحدث منهج رسمي. ستظهر لك حالة التحديث والوقت المتبقي في لوحة التحكم.