🇸🇦 Capital Markets Compliance

CME-4B: Saudi Capital Market Rules and Regulations – Asset Managers (KSA)

Book: Englishالعربية

Master the Capital Market Authority (CMA) regulations specifically tailored for Asset Managers and public/private fund operations.

250 Practice Questions Detailed Study Notes Realistic mock exams
CME-4B: Saudi Capital Market Rules and Regulations – Asset Managers

Course syllabus information reviewed for 2026. Always check the awarding body’s latest official syllabus and candidate updates before booking or sitting your exam.

5 mock exams / unlimited practice
Self-Paced Learning
Certificate of Completion
AI Audio Summaries New

Listen to course modules on the go. Perfect for studying while driving or commuting.

🎧 Audio

* This is a chapter sample. All audio is available in the full version.

Free Topic Quiz & Key Practice Questions

Try 15 questions from Real Estate Investment Traded Funds (REITFs)

This preview shows one part of the course. Try this short topic quiz and unlock the full course for complete mock exams and full coverage.

Real Estate Investment Traded Funds (REITFs)

Which entity is legally responsible for maintaining the original title deeds, material contracts, and accredited valuers' reports for a public real estate fund?

1 / 15

Saudi Capital Market Rules and Regulations – Asset Managers with Smart Practice

This is not just revision material. It’s a complete exam simulation system designed specifically for Asset Managers operating in the Saudi financial sector.

We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day, covering fund operations, custody independence, and regulatory reporting inside the Kingdom.

Exams Academy vs. Traditional Training

Feature Exams Academy Traditional Providers
Access Period
Lifetime Access
30 - 90 Days
Practice Exams
Unlimited Retakes
1 - 2 Static Mocks
Study Support
Instant 24/7 AI Tutor
Email Support
Cost
$130 (One-Time)
$300+ (Recurring)

Preview & See What You Will Get

Preview of CME-4B: Saudi Capital Market Rules and Regulations – Asset Managers

Key Benefits

AI Audio Summaries New

Listen to course modules on the go. Practice anytime, anywhere - even while driving or commuting.

  • Studio-quality AI voice narration.
  • Perfect for auditory learners.
  • Maximize your study time during daily commutes.
Listen to a sample

Five Full Exam Simulators

Don't just memorize - practice under pressure with three distinct modes.

  • Timed Real Exam Mode: Replicates actual environment.
  • Topic-by-Topic Drill Mode: Focus on weak areas like Public vs Private Funds.
  • Adaptive Challenge Mode: Difficulty that adjusts to you.

200 High-Quality Practice Questions

Crafted to match the exam-standard wording and logic used by examiners.

  • Scenario-based questions for practical application.
  • Detailed Step-by-Step Explanations for every answer.
  • Metrics to track speed and accuracy over time.

AI-Powered Study Assistant

An AI chatbot trained on CMA regulations — ask it anything, anytime.

  • Instant Clarification for complex rules.
  • 24/7 Availability whenever you're in the study zone.
  • Tailored Explanations in plain business logic.

Rapid-Recall Digital Flashcards

Digital flashcards optimized for quick reinforcement during short breaks.

  • Critical thresholds and reporting timelines.
  • Designed to make easy points stick permanently.
  • Mobile-ready for study on the go.

High-Yield Cheat Sheets

The distilled 'Golden Rules' of the Saudi Regulatory landscape.

  • Condensed summaries of CMA requirements.
  • Designed for rapid recall in the final hours.
  • Essential custody and asset protection disclosures.
New course feature

Learn first. Then prove you’re ready.

Use the same question bank in two different ways: build understanding with instant feedback, then switch to a realistic simulation when you are ready.

Study Mode

Instant feedback & explanations

Choose an answer, see immediately whether it is right or wrong, and read the explanation before moving on.

  • Feedback after every choice
  • The correct answer shown clearly
  • A concise explanation while it matters
Exam Mode

Realistic exam simulation

Work against the official-style timer without revealing answers, then review your score and every explanation after submission.

  • Timer mirrors the exam duration
  • Answers stay hidden during the attempt
  • Score and explanations after submission

Syllabus

Module 1: Investment Fund Regulations 14 marks out of 25

🎧 Audio

Covers fund manager duties, custody, public and private funds, foreign funds, reporting, pricing, valuation, and closed-ended traded funds.

  • Fund Manager Duties and Fiduciary Obligations
  • Custody Independence and Asset Segregation
  • Public Funds: Board, Offering, and Reporting
  • Private Funds: Formation and Redemption
  • Subscription, Pricing, Valuation and Redemption

Module 2: Real Estate Investment Funds Regulations 8 marks out of 25

Covers the regulatory framework for public real estate investment funds including governance, fund assets, restrictions, valuation, and REITFs.

  • REIF Organisational Structure and Governance
  • Fund Manager and Disclosure Requirements
  • Fund Asset Rules and Custody
  • Restrictions on Borrowing, Trading and Advertising
  • Real Estate Investment Traded Funds (REITFs)

Module 3: Market Conduct Regulations 3 marks out of 25

Covers CMI conduct obligations including market manipulation, insider trading, direct vs indirect trading, liability, and investment recommendations.

  • Market Manipulation and Insider Trading Rules
  • Direct vs Indirect Trading
  • Investment Recommendations Conduct

Who Is This For?

Asset Managers operating in KSA
Fund structuring and compliance officers
Professionals seeking SCMR-AM certification
Finance professionals dealing with Saudi regulations

Frequently Asked Questions

Yes, all content is fully aligned with the latest version syllabus .

You get lifetime access. Study at your own pace.

Absolutely. Our engine matches the CISI syllabus exactly.

All content is created from the official workbooks and compiled with input from finance professionals who have studied for and passed the exam themselves. Their notes, insights, and exam feedback are combined into a focused, interactive study system.

We do not guarantee a pass — success requires reading the official workbook and using our materials for active revision. However, our system is designed around recall-based learning, which is proven to significantly improve retention and exam performance.

No previous qualifications or work experience are required. Our materials are structured to help both newcomers and experienced professionals looking to formalise their knowledge.

Yes — the official workbook is recommended for full exam preparation. Our course is designed as a powerful revision companion that distils the most exam-relevant content into flashcards, cheat sheets, and mock exams to accelerate your preparation.

Yes! Test your knowledge and see our AI tutor explanations with the free CME-4B: Saudi Capital Market Rules and Regulations – Asset Managers Topic Quiz below. It contains 15 questions from one named topic and is not a full mock exam or overall readiness assessment.

No. Saudi registered-person pathways use the Financial Academy's CME examinations. The required A technical unit and B rules-and-regulations unit depend on the registered function. Confirm the requirement with the employer and regulator before booking.

Book the Saudi CME-4A through the Financial Academy rather than treating the global ICWIM page as the booking destination. The Academy currently lists English and Arabic options, a 120-minute examination and a 70 pass score.

The Financial Academy currently lists the official CME-4A examination fee as SAR 2,100. Exams Academy course access is a separate US-dollar purchase; official examination and workbook charges are not included.

Student Reviews

4.5
★★★★★
Based on 15 reviews
5 stars
47%
4 stars
53%
3 stars
0%
2 stars
0%
1 stars
0%
Real Reviews, Real Results

From finance professionals who prepared and passed their CISI exams.

Recent Reviews

J
James L.
VERIFIED · Aug 4, 2026
5.0 out of 5
Trustpilot

Very realistic questions

The questions are very similar to the real test. I was worried about the time limit, but practicing with these mocks helped me manage my pace. Highly recommended!

E
Emma R.
VERIFIED · Jul 31, 2026
5.0 out of 5
Google

Highly recommend

I tried reading the official book but it was too dense. These questions are challenging and the detailed feedback for every answer makes learning so much faster.

S
Sarah M.
VERIFIED · Jul 30, 2026
4.0 out of 5
Trustpilot

Solid practice questions

Solid question bank that covers all the tricky parts of the syllabus. Better than just reading the textbook on my own.

B
Badr K.
VERIFIED · Jul 23, 2026
4.0 out of 5
Clutch

Highly accurate questions

The mock exams perfectly mirror the style of the CMA test. The questions on valuation and pricing errors were particularly helpful.

N
Nouf A.
VERIFIED · Jul 21, 2026
5.0 out of 5
Trustpilot

Fund governance made easy

The flashcards for fund board requirements and independent director rules saved me so much time. I passed my exam yesterday!

S
Saad R.
VERIFIED · Jul 12, 2026
5.0 out of 5
Google

Saudi Asset Management prep

The distinctions between public and private fund regulations in KSA are highlighted perfectly. This course is essential if you are sitting the SCMR-AM.

🇸🇦 Local market guide

CME-4B: Saudi Capital Market Rules and Regulations – Asset Managers in Saudi Arabia: pathway, booking and careers

Review how CME-4B: Saudi Capital Market Rules and Regulations – Asset Managers connects to regulation, qualification pathways, booking, currency and careers in Saudi Arabia before paying the official exam fee.

Regulator and qualification pathway

Saudi registered-person pathways use the Financial Academy's CME examinations. The required A technical unit and B rules-and-regulations unit depend on the registered function.

Capital Market Authority and Financial Academy

Booking and official examination

Book the Saudi CME-4A through the Financial Academy rather than treating the global ICWIM page as the booking destination. The Academy currently lists English and Arabic options, a 120-minute examination and a 70 pass score.

View official CME-4A details

Career and employer context

Saudi CME pathways are role-based. Asset-management, advisory, compliance, broking and corporate-finance functions use different examination combinations, so the employing firm's compliance team should confirm the correct pair.

Price and currency

The Financial Academy currently lists the official CME-4A examination fee as SAR 2,100. Exams Academy course access is a separate US-dollar purchase; official examination and workbook charges are not included.

Ready to Pass Your Exam?

Join hundreds of finance professionals who passed their CISI exams and earned their CISI qualifications with our smart practice platform and AI CISI tutors.

CME-4B: Saudi Capital Market Rules and Regulations – Asset Managers
4.5 (15)
$130 $303 -57%