🇸🇦 Capital Markets Compliance

CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering (KSA)

Book: Englishالعربية

Master the Capital Market Authority (CMA) regulations, client money rules, and AML/CTF protocols for the Saudi market.

300 Practice Questions Detailed Study Notes Realistic mock exams
CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering

Course syllabus information reviewed for 2026. Always check the awarding body’s latest official syllabus and candidate updates before booking or sitting your exam.

Exactly what is included

  • 5 mock exams · 300 unique, verified questions · unlimited retakes
  • Smart Learn · exam traps, key numbers and summaries
  • Flashcards · fun, fast and effective recall
  • Exam cheat sheet · key facts, rules and numbers by chapter
  • Audio Learning · every chapter in audio
  • AI Analyzer & Mentor · pinpoints your weak areas
  • Study Mode Exams · learn while you train
  • AI Chat trained specifically for this exam
  • Community-polished data, improved every day
  • Up-to-date, accuracy-checked content
AI Audio Summaries New

Listen to course modules on the go. Perfect for studying while driving or commuting.

🎧 Audio

* This is a chapter sample. All audio is available in the full version.

Free CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering Mock Exam & Sample Paper

Try 15 CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering practice questions from AML/CFT and Customer Due Diligence

Practice CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering exam questions with answers and explanations. The full course includes 5 mock exams and complete syllabus coverage.

AML/CFT and Customer Due Diligence

In the context of money laundering, what does the 'Layering' stage involve?

1 / 15

Saudi Capital Market Rules and Regulations – CAML with Smart Practice

This is not just revision material. It’s a complete exam simulation system designed specifically for professionals in the Saudi financial sector.

We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day, covering CMA rules, client money rules, and AML/CTF.

Exam Format & Details

Assessment 25 multiple-choice questions
Duration 60 Minutes
Standard Pass Mark 70%

Exams Academy vs. Traditional Training

Feature Exams Academy Traditional Providers
Access Period
Lifetime Access
30 - 90 Days
Practice Exams
Unlimited Retakes
1 - 2 Static Mocks
Study Support
Instant 24/7 AI Tutor
Email Support
Cost
$104 (One-Time)
$300+ (Recurring)

Preview & See What You Will Get

Preview of CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering

Key Benefits

AI Audio Summaries New

Listen to course modules on the go. Practice anytime, anywhere - even while driving or commuting.

  • Studio-quality AI voice narration.
  • Perfect for auditory learners.
  • Maximize your study time during daily commutes.
Listen to a sample

Five Full Exam Simulators

Don't just memorize - practice under pressure with three distinct modes.

  • Timed Real Exam Mode: Replicates actual environment.
  • Topic-by-Topic Drill Mode: Focus on weak areas like Market Manipulation.
  • Adaptive Challenge Mode: Difficulty that adjusts to you.

200 High-Quality Practice Questions

Crafted to match the exam-standard wording and logic used by examiners.

  • Scenario-based questions for practical application.
  • Detailed Step-by-Step Explanations for every answer.
  • Metrics to track speed and accuracy over time.

AI-Powered Study Assistant

An AI chatbot trained on CMA regulations — ask it anything, anytime.

  • Instant Clarification for complex rules.
  • 24/7 Availability whenever you're in the study zone.
  • Tailored Explanations in plain business logic.

Rapid-Recall Digital Flashcards

Digital flashcards optimized for quick reinforcement during short breaks.

  • Critical thresholds and reporting timelines.
  • Designed to make easy points stick permanently.
  • Mobile-ready for study on the go.

High-Yield Cheat Sheets

The distilled 'Golden Rules' of the Saudi Regulatory landscape.

  • Condensed summaries of AML and CMA requirements.
  • Designed for rapid recall in the final hours.
  • Essential conflict of interest disclosures.
New course feature

Learn first. Then prove you’re ready.

Use the same question bank in two different ways: build understanding with instant feedback, then switch to a realistic simulation when you are ready.

Study Mode

Instant feedback & explanations

Choose an answer, see immediately whether it is right or wrong, and read the explanation before moving on.

  • Feedback after every choice
  • The correct answer shown clearly
  • A concise explanation while it matters
Exam Mode

Realistic exam simulation

Work against the official-style timer without revealing answers, then review your score and every explanation after submission.

  • Timer mirrors the exam duration
  • Answers stay hidden during the attempt
  • Score and explanations after submission

Syllabus

Module 1: Capital Market Institutions' Regulations 5 marks out of 25

🎧 Audio

5 Lectures

  • Maintenance of Authorisation
  • Withdrawing or Cancelling Authorisation
  • Securities Advertisements
  • Client Money and Assets
  • Client Statements

Module 2: Investment Funds Regulations 4 marks out of 25

6 Lectures

  • Offering Document Requirements & Custodian
  • Investment Areas and Limitations
  • Notifications and Principal Transactions
  • Breach of Investment Limitations
  • Real Estate Investment Funds Regulations

Module 3: Market Conduct Regulations 3 marks out of 25

5 Lectures

  • Market Manipulation and Insider Trading
  • Prioritisation of Clients and Front Running
  • Best Execution and Timely Allocation
  • Aggregation of Client Orders

Module 4: Corporate Finance 3 marks out of 25

4 Lectures

  • Rules on the Offer of Securities
  • Public Offer of Shares and Debt Instruments
  • Continuing Obligations and Dealing Restrictions
  • Parallel Market

Module 5: Investment Accounts Instructions 2 marks out of 25

3 Lectures

  • Opening an Investment Account
  • Account Opening Agreements
  • Natural Persons and Legal Persons

Module 6: Anti-Money Laundering 5 marks out of 25

6 Lectures

  • Preventative Measures
  • Due Diligence and Enhanced Due Diligence
  • Cross-Border Correspondent Relationships
  • Detecting Suspicious Activity
  • Suspicious Activity Reporting

Module 7: Countering Crimes of Terrorism and the Financing of Terrorism 3 marks out of 25

4 Lectures

  • Risk Assessment
  • Due Diligence Measures
  • Suspicious Activity Reporting Requirements
  • Tipping Off

Who Is This For?

Compliance officers & MLROs in KSA
Brokerage and capital markets professionals
Professionals seeking SCMR-CAML certification
Finance professionals dealing with Saudi regulations

Preparation centre

Use these connected guides for the syllabus, exam format, booking and revision strategy.

View all insights

Frequently Asked Questions

Yes, all content is fully aligned with the latest version syllabus.

You get lifetime access. Study at your own pace.

Absolutely. Our engine matches the CISI syllabus with exactly 25 questions and a 60-minute duration.

All content is created from the official workbooks and compiled with input from finance professionals who have studied for and passed the exam themselves. Their notes, insights, and exam feedback are combined into a focused, interactive study system.

We do not guarantee a pass — success requires reading the official workbook and using our materials for active revision. However, our system is designed around recall-based learning, which is proven to significantly improve retention and exam performance.

No previous qualifications or work experience are required. Our materials are structured to help both newcomers and experienced professionals looking to formalise their knowledge.

Yes — the official workbook is recommended for full exam preparation. Our course is designed as a powerful revision companion that distils the most exam-relevant content into flashcards, cheat sheets, and mock exams to accelerate your preparation.

Yes! Test your knowledge and review detailed explanations with the free CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering Mock Exam Preview below. It contains 15 exam-style questions from one named topic; the full course provides complete mock exams and syllabus coverage.

No. Saudi registered-person pathways use the Financial Academy's CME examinations. The required A technical unit and B rules-and-regulations unit depend on the registered function. Confirm the requirement with the employer and regulator before booking.

Book the Saudi CME-4A through the Financial Academy rather than treating the global ICWIM page as the booking destination. The Academy currently lists English and Arabic options, a 120-minute examination and a 70 pass score.

The Financial Academy currently lists the official CME-4A examination fee as SAR 2,100. Exams Academy course access is a separate US-dollar purchase; official examination and workbook charges are not included.

Student Reviews

4.7
★★★★★
Based on 15 reviews
5 stars
73%
4 stars
27%
3 stars
0%
2 stars
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1 stars
0%
Real Reviews, Real Results

From finance professionals who prepared and passed their CISI exams.

Recent Reviews

J
Jelani R.
VERIFIED · Aug 2, 2026
5.0 out of 5
Google

Very realistic questions

The questions are very similar to the real test. I was worried about the time limit, but practicing with these mocks helped me manage my pace. Highly recommended!

H
Hassan Z.
VERIFIED · Aug 2, 2026
5.0 out of 5
Google

Best study tool

This platform completely changed how I study. The chapter summaries are brilliant for last-minute review, and the mobile dashboard works flawlessly.

T
Turki R.
VERIFIED · Jul 31, 2026
5.0 out of 5
Trustpilot

Highly recommend

I tried reading the official book but it was too dense. These questions are challenging and the detailed feedback for every answer makes learning so much faster.

M
Majed F.
VERIFIED · Jul 23, 2026
4.0 out of 5
Trustpilot

PEP rules clarified

The CDD vs EDD requirements for domestic and international PEPs in Saudi Arabia are clearly laid out. Passed my exam on the first try.

L
Layla S.
VERIFIED · Jul 18, 2026
5.0 out of 5
Google

Great SAFIU reporting breakdown

The timelines and triggers for filing suspicious activity reports in KSA were explained much better here than in the official training manual.

H
Hassan E.
VERIFIED · Jul 10, 2026
5.0 out of 5
Trustpilot

Passed Saudi CAML

The specific Saudi AML regulations and reporting thresholds are drilled into your head through the flashcards. Fantastic resource for compliance officers.

🇸🇦 Local market guide

CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering in Saudi Arabia: pathway, booking and careers

Review how CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering connects to regulation, qualification pathways, booking, currency and careers in Saudi Arabia before paying the official exam fee.

Regulator and qualification pathway

Saudi registered-person pathways use the Financial Academy's CME examinations. The required A technical unit and B rules-and-regulations unit depend on the registered function.

Capital Market Authority and Financial Academy

Booking and official examination

Book the Saudi CME-4A through the Financial Academy rather than treating the global ICWIM page as the booking destination. The Academy currently lists English and Arabic options, a 120-minute examination and a 70 pass score.

View official CME-4A details

Career and employer context

Saudi CME pathways are role-based. Asset-management, advisory, compliance, broking and corporate-finance functions use different examination combinations, so the employing firm's compliance team should confirm the correct pair.

Price and currency

The Financial Academy currently lists the official CME-4A examination fee as SAR 2,100. Exams Academy course access is a separate US-dollar purchase; official examination and workbook charges are not included.

Ready to Pass Your Exam?

Join hundreds of finance professionals who passed their CISI exams and earned their CISI qualifications with our smart practice platform and AI CISI tutors.

CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering
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