🇸🇦 Capital Markets Compliance

CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance (KSA)

Book: Englishالعربية

Master the CMA regulations critical for corporate finance professionals offering securities and executing M&A transactions.

250 Practice Questions Detailed Study Notes Realistic mock exams
CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance

Course syllabus information reviewed for 2026. Always check the awarding body’s latest official syllabus and candidate updates before booking or sitting your exam.

Exactly what is included

  • 4 mock exams · 250 unique, verified questions · unlimited retakes
  • Smart Learn · exam traps, key numbers and summaries
  • Flashcards · fun, fast and effective recall
  • Exam cheat sheet · key facts, rules and numbers by chapter
  • Audio Learning · every chapter in audio
  • AI Analyzer & Mentor · pinpoints your weak areas
  • Study Mode Exams · learn while you train
  • AI Chat trained specifically for this exam
  • Community-polished data, improved every day
  • Up-to-date, accuracy-checked content
AI Audio Summaries New

Listen to course modules on the go. Perfect for studying while driving or commuting.

🎧 Audio

* This is a chapter sample. All audio is available in the full version.

Free CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance Mock Exam & Sample Paper

Try 15 CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance practice questions from Securities Offerings and Listing

Practice CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance exam questions with answers and explanations. The full course includes 4 mock exams and complete syllabus coverage.

Securities Offerings and Listing

Which of the following statements about price stabilisation in a public offer is correct?

1 / 15

Saudi Capital Market Rules and Regulations – Corporate Finance with Smart Practice

This is not just revision material. It’s a complete exam simulation system designed specifically for Corporate Finance professionals operating in the Saudi financial sector.

We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day, covering M&A conduct, private placement restrictions, and prospectus requirements inside the Kingdom.

Exams Academy vs. Traditional Training

Feature Exams Academy Traditional Providers
Access Period
Lifetime Access
30 - 90 Days
Practice Exams
Unlimited Retakes
1 - 2 Static Mocks
Study Support
Instant 24/7 AI Tutor
Email Support
Cost
$104 (One-Time)
$300+ (Recurring)

Preview & See What You Will Get

Preview of CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance

Key Benefits

AI Audio Summaries New

Listen to course modules on the go. Practice anytime, anywhere - even while driving or commuting.

  • Studio-quality AI voice narration.
  • Perfect for auditory learners.
  • Maximize your study time during daily commutes.
Listen to a sample

Five Full Exam Simulators

Don't just memorize - practice under pressure with three distinct modes.

  • Timed Real Exam Mode: Replicates actual environment.
  • Topic-by-Topic Drill Mode: Focus on weak areas like M&A triggers.
  • Adaptive Challenge Mode: Difficulty that adjusts to you.

200 High-Quality Practice Questions

Crafted to match the exam-standard wording and logic used by examiners.

  • Scenario-based questions for practical application.
  • Detailed Step-by-Step Explanations for every answer.
  • Metrics to track speed and accuracy over time.

AI-Powered Study Assistant

An AI chatbot trained on CMA regulations — ask it anything, anytime.

  • Instant Clarification for complex rules.
  • 24/7 Availability whenever you're in the study zone.
  • Tailored Explanations in plain business logic.

Rapid-Recall Digital Flashcards

Digital flashcards optimized for quick reinforcement during short breaks.

  • Critical thresholds and reporting timelines.
  • Designed to make easy points stick permanently.
  • Mobile-ready for study on the go.

High-Yield Cheat Sheets

The distilled 'Golden Rules' of the Saudi Regulatory landscape.

  • Condensed summaries of CMA requirements.
  • Designed for rapid recall in the final hours.
  • Essential public offering and M&A disclosures.
New course feature

Learn first. Then prove you’re ready.

Use the same question bank in two different ways: build understanding with instant feedback, then switch to a realistic simulation when you are ready.

Study Mode

Instant feedback & explanations

Choose an answer, see immediately whether it is right or wrong, and read the explanation before moving on.

  • Feedback after every choice
  • The correct answer shown clearly
  • A concise explanation while it matters
Exam Mode

Realistic exam simulation

Work against the official-style timer without revealing answers, then review your score and every explanation after submission.

  • Timer mirrors the exam duration
  • Answers stay hidden during the attempt
  • Score and explanations after submission

Syllabus

Module 1: Rules on the Offer of Securities and Continuing Obligations 10 marks out of 25

🎧 Audio

Covers the CMA framework for public offers, private placements, exempt offers, prospectus requirements, price stabilisation, and continuing obligations for listed companies.

  • Public Offers and Private Placements
  • Prospectus Requirements and Exemptions
  • Price Stabilisation Rules
  • Continuing Obligations for Listed Companies

Module 2: Special Purposes Entities 4 marks out of 25

Covers the regulatory framework for Special Purposes Entities (SPEs) including new financing transactions, offer document requirements, and SPE-specific rules under CMA regulations.

  • New Financing Transactions for SPEs
  • SPE Offer Document Requirements
  • CMA Registration and Approval Process

Module 3: Merger and Acquisition Regulations 4 marks out of 25

Covers CMA rules governing mergers and acquisitions including mandatory offer thresholds, target board duties, frustrating actions, and squeeze-out/sell-out rights.

  • Mandatory Offer Thresholds
  • Target Board Obligations
  • Frustrating Actions and Concert Parties
  • Squeeze-Out and Sell-Out Rights

Module 4: Corporate Governance Regulations 7 marks out of 25

Covers the Corporate Governance Regulations including shareholder rights, board composition, board committees, disclosure and transparency requirements, and record-keeping.

  • Shareholder Rights and General Assemblies
  • Board Composition and Committees
  • Disclosure and Transparency Requirements
  • Document Retention Requirements

Who Is This For?

Corporate Finance professionals operating in KSA
Investment Bankers and M&A Advisors
Professionals seeking SCMR-CF certification
Finance professionals dealing with Saudi regulations

Preparation centre

Use these connected guides for the syllabus, exam format, booking and revision strategy.

View all insights

Frequently Asked Questions

Yes, all content is fully aligned with the latest version syllabus .

You get lifetime access. Study at your own pace.

Absolutely. Our engine matches the CISI syllabus exactly.

All content is created from the official workbooks and compiled with input from finance professionals who have studied for and passed the exam themselves. Their notes, insights, and exam feedback are combined into a focused, interactive study system.

We do not guarantee a pass — success requires reading the official workbook and using our materials for active revision. However, our system is designed around recall-based learning, which is proven to significantly improve retention and exam performance.

No previous qualifications or work experience are required. Our materials are structured to help both newcomers and experienced professionals looking to formalise their knowledge.

Yes — the official workbook is recommended for full exam preparation. Our course is designed as a powerful revision companion that distils the most exam-relevant content into flashcards, cheat sheets, and mock exams to accelerate your preparation.

Yes! Test your knowledge and review detailed explanations with the free CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance Mock Exam Preview below. It contains 15 exam-style questions from one named topic; the full course provides complete mock exams and syllabus coverage.

No. Saudi registered-person pathways use the Financial Academy's CME examinations. The required A technical unit and B rules-and-regulations unit depend on the registered function. Confirm the requirement with the employer and regulator before booking.

Book the Saudi CME-4A through the Financial Academy rather than treating the global ICWIM page as the booking destination. The Academy currently lists English and Arabic options, a 120-minute examination and a 70 pass score.

The Financial Academy currently lists the official CME-4A examination fee as SAR 2,100. Exams Academy course access is a separate US-dollar purchase; official examination and workbook charges are not included.

Student Reviews

4.6
★★★★★
Based on 20 reviews
5 stars
60%
4 stars
40%
3 stars
0%
2 stars
0%
1 stars
0%
Real Reviews, Real Results

From finance professionals who prepared and passed their CISI exams.

Recent Reviews

S
Sarah M.
VERIFIED · Aug 2, 2026
5.0 out of 5
Google

Solid practice questions

Solid question bank that covers all the tricky parts of the syllabus. Better than just reading the textbook on my own.

M
Mia L.
VERIFIED · Aug 1, 2026
5.0 out of 5
Trustpilot

Worth every penny

Fantastic value. It feels like a gym for the brain. The AI explanations for complex calculations were a lifesaver for me.

R
Rachel L.
VERIFIED · Jul 22, 2026
4.0 out of 5
Clutch

M&A scenarios are realistic

The mock exams feature great scenario questions on market abuse and insider dealing during M&A transactions. Very good preparation for the real thing.

A
Alexander P.
VERIFIED · Jul 15, 2026
5.0 out of 5
Google

Listing rules are spot on

The cheat sheets for the FCA Listing Rules and Prospectus Regulation are invaluable. They highlight exactly what the 100-question exam will test.

S
Sophie C.
VERIFIED · Jul 8, 2026
5.0 out of 5
Trustpilot

Takeover Code simplified

The UK Takeover Code is incredibly complex, but the chapter summaries here break down the mandatory bid rules and timetables perfectly. Passed CFR!

C
Chloe R.
VERIFIED · Apr 10, 2026
4.0 out of 5
Google

Listing rules r hard

Listing rules for the CFR exam are intense but the summaries focus on the key thresholds you need for the 100 question test. Really helped me pass.

🇸🇦 Local market guide

CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance in Saudi Arabia: pathway, booking and careers

Review how CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance connects to regulation, qualification pathways, booking, currency and careers in Saudi Arabia before paying the official exam fee.

Regulator and qualification pathway

Saudi registered-person pathways use the Financial Academy's CME examinations. The required A technical unit and B rules-and-regulations unit depend on the registered function.

Capital Market Authority and Financial Academy

Booking and official examination

Book the Saudi CME-4A through the Financial Academy rather than treating the global ICWIM page as the booking destination. The Academy currently lists English and Arabic options, a 120-minute examination and a 70 pass score.

View official CME-4A details

Career and employer context

Saudi CME pathways are role-based. Asset-management, advisory, compliance, broking and corporate-finance functions use different examination combinations, so the employing firm's compliance team should confirm the correct pair.

Price and currency

The Financial Academy currently lists the official CME-4A examination fee as SAR 2,100. Exams Academy course access is a separate US-dollar purchase; official examination and workbook charges are not included.

Ready to Pass Your Exam?

Join hundreds of finance professionals who passed their CISI exams and earned their CISI qualifications with our smart practice platform and AI CISI tutors.

CME-5B: Saudi Capital Market Rules and Regulations – Corporate Finance
4.6 (20)
$104 $303 -66%