CISI Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering
Master the Capital Market Authority (CMA) regulations, client money rules, and AML/CTF protocols for the Saudi market.
Updated for 2026. 100% matching with the latest official workbook revisions.
Listen to course modules on the go. Perfect for studying while driving or commuting.
* This is a chapter sample. All audio is available in the full version.
Saudi Capital Market Rules and Regulations – CAML with Smart Practice
This is not just revision material. It’s a complete exam simulation system designed specifically for professionals in the Saudi financial sector.
We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day, covering CMA rules, client money rules, and AML/CTF.
Exam Format & Details
| Questions | 25 Multiple Choice |
| Duration | 60 Minutes |
| Pass Mark | 70% |
Exams Academy vs. Traditional Training
| Feature | Exams Academy | Traditional Providers |
|---|---|---|
| Access Period | Lifetime Access | 30 - 90 Days |
| Practice Exams | Unlimited Retakes | 1 - 2 Static Mocks |
| Study Support | Instant 24/7 AI Tutor | Email Support |
| Cost | $130 (One-Time) | $300+ (Recurring) |
Preview & See What You Will Get
Key Benefits
AI Audio Summaries New
Listen to course modules on the go. Practice anytime, anywhere - even while driving or commuting.
- ✓ Studio-quality AI voice narration.
- ✓ Perfect for auditory learners.
- ✓ Maximize your study time during daily commutes.
Five Full Exam Simulators
Don't just memorize - practice under pressure with three distinct modes.
- ✓ Timed Real Exam Mode: Replicates actual environment.
- ✓ Topic-by-Topic Drill Mode: Focus on weak areas like Market Manipulation.
- ✓ Adaptive Challenge Mode: Difficulty that adjusts to you.
200 High-Quality Practice Questions
Crafted to match the exam-standard wording and logic used by examiners.
- ✓ Scenario-based questions for practical application.
- ✓ Detailed Step-by-Step Explanations for every answer.
- ✓ Metrics to track speed and accuracy over time.
AI-Powered Study Assistant
An AI chatbot trained on CMA regulations — ask it anything, anytime.
- ✓ Instant Clarification for complex rules.
- ✓ 24/7 Availability whenever you're in the study zone.
- ✓ Tailored Explanations in plain business logic.
Rapid-Recall Digital Flashcards
Digital flashcards optimized for quick reinforcement during short breaks.
- ✓ Critical thresholds and reporting timelines.
- ✓ Designed to make easy points stick permanently.
- ✓ Mobile-ready for study on the go.
High-Yield Cheat Sheets
The distilled 'Golden Rules' of the Saudi Regulatory landscape.
- ✓ Condensed summaries of AML and CMA requirements.
- ✓ Designed for rapid recall in the final hours.
- ✓ Essential conflict of interest disclosures.
Syllabus
Module 1: Capital Market Institutions' Regulations 5 marks
5 Lectures
- • Maintenance of Authorisation
- • Withdrawing or Cancelling Authorisation
- • Securities Advertisements
- • Client Money and Assets
- • Client Statements
Module 2: Investment Funds Regulations 4 marks
6 Lectures
- • Offering Document Requirements & Custodian
- • Investment Areas and Limitations
- • Notifications and Principal Transactions
- • Breach of Investment Limitations
- • Real Estate Investment Funds Regulations
Module 3: Market Conduct Regulations 3 marks
5 Lectures
- • Market Manipulation and Insider Trading
- • Prioritisation of Clients and Front Running
- • Best Execution and Timely Allocation
- • Aggregation of Client Orders
Module 4: Corporate Finance 3 marks
4 Lectures
- • Rules on the Offer of Securities
- • Public Offer of Shares and Debt Instruments
- • Continuing Obligations and Dealing Restrictions
- • Parallel Market
Module 5: Investment Accounts Instructions 2 marks
3 Lectures
- • Opening an Investment Account
- • Account Opening Agreements
- • Natural Persons and Legal Persons
Module 6: Anti-Money Laundering 5 marks
6 Lectures
- • Preventative Measures
- • Due Diligence and Enhanced Due Diligence
- • Cross-Border Correspondent Relationships
- • Detecting Suspicious Activity
- • Suspicious Activity Reporting
Module 7: Countering Crimes of Terrorism and the Financing of Terrorism 3 marks
4 Lectures
- • Risk Assessment
- • Due Diligence Measures
- • Suspicious Activity Reporting Requirements
- • Tipping Off
Interactive Playground
Explore our interactive learning tools below
A Capital Market Institution's authorisation is cancelled by the CMA due to regulatory breaches. For how long does the firm continue to be subject to the jurisdiction of the CMA?
Who Is This For?
Frequently Asked Questions
Yes, all content is fully aligned with the latest version syllabus.
You get lifetime access. Study at your own pace.
Absolutely. Our engine matches the CISI syllabus with exactly 25 questions and a 60-minute duration.
All content is created from the official workbooks and compiled with input from finance professionals who have studied for and passed the exam themselves. Their notes, insights, and exam feedback are combined into a focused, interactive study system.
We do not guarantee a pass — success requires reading the official workbook and using our materials for active revision. However, our system is designed around recall-based learning, which is proven to significantly improve retention and exam performance.
No previous qualifications or work experience are required. Our materials are structured to help both newcomers and experienced professionals looking to formalise their knowledge.
Yes — the official workbook is recommended for full exam preparation. Our course is designed as a powerful revision companion that distils the most exam-relevant content into flashcards, cheat sheets, and mock exams to accelerate your preparation.
Yes! You can test your knowledge and see our AI tutor in action with our free CISI Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering Sample Paper.
CISI Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering
Course Features
Student Reviews
From finance professionals who prepared and passed their CISI exams.
Recent Reviews
Saudi Caml success
Working in Saudi compliance and this cert is needed. Prep here is 10/10. Very reflective of the real test scenarios they throw at you.
Thanks Ahmed! Glad the course helped. Best of luck!
Plain english is rare!
Saudi AML regs can be so dry but this actually explains them in plain english. Would have really struggled with the official textbook alone, it's just too dense.
Passed 2B first try
CME-2B is tough but a month on this platform was enough. The video summaries are the best bit about it. Passed first try today.
PEP management
Pep identification was super clear even with the complex saudi laws. Really drilled it into my head. 10/10 recommend.
Saudi aml risk
Saudi aml risk stuff is solid. Very practical and actually relevant for the test. I like the way it's broken down by chapter.
Wire transfer rules simplified
Wire transfer rules with all that info for domestic vs international... Reached for this course and it was worth it. Easy to follow.
Ready to Pass Your Exam?
Join hundreds of finance professionals who passed their CISI exams and earned their CISI qualifications with our smart practice platform and AI CISI tutors.