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🇸🇦 Capital Markets Compliance
CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering
Master the Capital Market Authority (CMA) regulations, client money rules, and AML/CTF protocols for the Saudi market.
250 Practice Questions Detailed Study Notes Realistic mock exams
Course syllabus information reviewed for 2026. Always check the awarding body’s latest official syllabus and candidate updates before booking or sitting your exam.
Exactly what is included
- 5 mock exams · 250 questions across the mock suite · unlimited retakes
- Focus Learn · key areas, pitfalls, exam traps & key numbers
- Flashcards · fun, fast and effective recall
- Exam cheat sheet · key facts, rules and numbers by chapter
- Audio Learning · every chapter in audio
- AI Analyzer & Mentor · pinpoints your weak areas
- Study Mode Exams · learn while you train
- AI Chat trained specifically for this exam
- Community-polished data, improved every day
- Up-to-date, accuracy-checked content
AI Audio Summaries New
Listen to course modules on the go. Perfect for studying while driving or commuting.
🎧 Audio
* This is a chapter sample. All audio is available in the full version.
Syllabus
Module 1: Capital Market Institutions' Regulations 5 marks out of 25
🎧 Audio
5 Lectures
- • Maintenance of Authorisation
- • Withdrawing or Cancelling Authorisation
- • Securities Advertisements
- • Client Money and Assets
- • Client Statements
Module 2: Investment Funds Regulations 4 marks out of 25
6 Lectures
- • Offering Document Requirements & Custodian
- • Investment Areas and Limitations
- • Notifications and Principal Transactions
- • Breach of Investment Limitations
- • Real Estate Investment Funds Regulations
Module 3: Market Conduct Regulations 3 marks out of 25
5 Lectures
- • Market Manipulation and Insider Trading
- • Prioritisation of Clients and Front Running
- • Best Execution and Timely Allocation
- • Aggregation of Client Orders
Module 4: Corporate Finance 3 marks out of 25
4 Lectures
- • Rules on the Offer of Securities
- • Public Offer of Shares and Debt Instruments
- • Continuing Obligations and Dealing Restrictions
- • Parallel Market
Module 5: Investment Accounts Instructions 2 marks out of 25
3 Lectures
- • Opening an Investment Account
- • Account Opening Agreements
- • Natural Persons and Legal Persons
Module 6: Anti-Money Laundering 5 marks out of 25
6 Lectures
- • Preventative Measures
- • Due Diligence and Enhanced Due Diligence
- • Cross-Border Correspondent Relationships
- • Detecting Suspicious Activity
- • Suspicious Activity Reporting
Module 7: Countering Crimes of Terrorism and the Financing of Terrorism 3 marks out of 25
4 Lectures
- • Risk Assessment
- • Due Diligence Measures
- • Suspicious Activity Reporting Requirements
- • Tipping Off
Student Reviews
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Based on 15 reviews
5 stars
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Real Reviews, Real Results
From finance professionals who prepared and passed their CISI exams.
Recent Reviews
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Jelani R.
VERIFIED · Aug 2, 2026
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Google
Very realistic questions
The questions are very similar to the real test. I was worried about the time limit, but practicing with these mocks helped me manage my pace. Highly recommended!
H
Hassan Z.
VERIFIED · Aug 2, 2026
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Google
Best study tool
This platform completely changed how I study. The chapter summaries are brilliant for last-minute review, and the mobile dashboard works flawlessly.
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Turki R.
VERIFIED · Jul 31, 2026
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Trustpilot
Highly recommend
I tried reading the official book but it was too dense. These questions are challenging and the detailed feedback for every answer makes learning so much faster.
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Majed F.
VERIFIED · Jul 23, 2026
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Trustpilot
PEP rules clarified
The CDD vs EDD requirements for domestic and international PEPs in Saudi Arabia are clearly laid out. Passed my exam on the first try.
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Layla S.
VERIFIED · Jul 18, 2026
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Google
Great SAFIU reporting breakdown
The timelines and triggers for filing suspicious activity reports in KSA were explained much better here than in the official training manual.
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Hassan E.
VERIFIED · Jul 10, 2026
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Trustpilot
Passed Saudi CAML
The specific Saudi AML regulations and reporting thresholds are drilled into your head through the flashcards. Fantastic resource for compliance officers.
A
Ahmed W.
VERIFIED · Mar 22, 2026
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Clutch
Saudi Caml success
Working in Saudi compliance and this cert is needed. Prep here is 10/10. Very reflective of the real test scenarios they throw at you.
Response from Exams Academy
Thanks Ahmed! Glad the course helped. Best of luck!
H
Hana O.
VERIFIED · Jul 15, 2025
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Trustpilot
Plain english is rare!
Saudi AML regs can be so dry but this actually explains them in plain english. Would have really struggled with the official textbook alone, it's just too dense.
A
Arjun L.
VERIFIED · Jul 5, 2025
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Clutch
Passed 2B first try
CME-2B is tough but a month on this platform was enough. The video summaries are the best bit about it. Passed first try today.
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Rohan I.
VERIFIED · Jun 12, 2025
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Google
PEP management
Pep identification was super clear even with the complex saudi laws. Really drilled it into my head. 10/10 recommend.
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Noah Y.
VERIFIED · Jun 9, 2025
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Clutch
Saudi aml risk
Saudi aml risk stuff is solid. Very practical and actually relevant for the test. I like the way it's broken down by chapter.
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Mei O.
VERIFIED · Jun 7, 2025
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Google
Wire transfer rules simplified
Wire transfer rules with all that info for domestic vs international... Reached for this course and it was worth it. Easy to follow.
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Mei L.
VERIFIED · Jun 7, 2025
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Google
Wire transfer rules
Wire transfer rules for domestic vs international... Laid out perfectly. Exactly what I needed to pass 2b. Top course.
J
Jelani R.
VERIFIED · Jun 7, 2025
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Google
Best way for Saudi prep
Been looking everywhere for good Saudi exam prep and honestly there's nothing out there. This is far and away the best stuff Ive found. Passed scmr-caml!
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Ethan M.
VERIFIED · Jan 13, 2023
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Trustpilot
Passed with 81%!!
SAFIU reporting requirements.... All the timelines and triggers are laid out perfectly. Honestly way better than reading the official pdf. Scored 81% first try.
Interactive preview
Free CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering Practice Questions & Exam Preview
Try 15 CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering practice questions from AML/CFT and Customer Due Diligence
Practice CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering exam questions with answers and explanations. The full course includes 5 mock exams and complete syllabus coverage.
Exam Preview
AML/CFT and Customer Due Diligence
In the context of money laundering, what does the 'Layering' stage involve?
1 / 15
Flashcards
Card 1 of 10Capital Market Institutions' Regulations
Question
What are the notification timeframes for a CEO resignation?
Tap to reveal answer
Focus Learn
- Timelines for CMA notification (within 2 days for CEO resignation, 7 days for other material changes, 30 days for address/structural changes).
- Conditions surrounding the cancellation or withdrawal of authorisation.
- Requirements for the safe custody of client assets and regular client statements.
- Close Links — 30 days' advance notice before establishing.
- Approved Persons — CMA approval required for registrable functions.
- Record-keeping obligations — 10-year retention period.
Chapter 1: Capital Market Institutions' Regulations
This chapter covers the regulatory framework governing capital market institutions in Saudi Arabia under the Capital Market Authority (CMA). Authorised persons must meet ongoing obligations including notification requirements — for example, notifying the CMA within 2 days of a CEO resignation, within 7 days for other material changes, and within 30 days for certain structural changes such as address or name changes and close links. The CMA has the power to cancel or withdraw authorisation if conditions are breached. A central focus is the safe custody of client assets: firms must strictly segregate client money from their own funds, maintain proper records, and provide regular client statements. Client money cannot be pooled with firm money under any circumstances, even temporarily. The ch…
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Adaptive study tools
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Practice modes
Learn first. Then prove you’re ready.
Learn with feedback, then switch to exam conditions.
Exam Mode
Realistic exam simulation
Use the timer, keep answers hidden, then review your result.
Exams Academy vs. Traditional Training
| Feature | Exams Academy | Traditional Providers |
|---|---|---|
| Access Period | Lifetime Access | 30 - 90 Days |
| Practice Exams | Unlimited Retakes | 1 - 2 Static Mocks |
| Study Support | Instant 24/7 AI Tutor | Email Support |
| Cost | $104 (One-Time) | $300+ (Recurring) |
Preview & See What You Will Get
Frequently Asked Questions
Yes, all content is fully aligned with the latest version syllabus.
You get lifetime access. Study at your own pace.
Absolutely. Our engine matches the CISI syllabus with exactly 25 questions and a 60-minute duration.
All content is created from the official workbooks and compiled with input from finance professionals who have studied for and passed the exam themselves. Their notes, insights, and exam feedback are combined into a focused, interactive study system.
We do not guarantee a pass — success requires reading the official workbook and using our materials for active revision. However, our system is designed around recall-based learning, which is proven to significantly improve retention and exam performance.
No previous qualifications or work experience are required. Our materials are structured to help both newcomers and experienced professionals looking to formalise their knowledge.
Yes — the official workbook is recommended for full exam preparation. Our course is designed as a powerful revision companion that distils the most exam-relevant content into flashcards, cheat sheets, and mock exams to accelerate your preparation.
Yes! Test your knowledge and review detailed explanations with the free CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering Mock Exam Preview below. It contains 15 exam-style questions from one named topic; the full course provides complete mock exams and syllabus coverage.
No. Saudi registered-person pathways use the Financial Academy's CME examinations. The required A technical unit and B rules-and-regulations unit depend on the registered function. Confirm the requirement with the employer and regulator before booking.
Use the Financial Academy page for the exact CME examination and language you intend to take. Assessment format, availability and fees differ by CME code, so confirm the selected examination page before booking.
Exams Academy course access is a separate US-dollar purchase. Official examination and workbook charges are not included; check the Financial Academy page for the exact CME examination before payment.
Key Benefits
AI Audio Summaries New
Listen to course modules on the go. Practice anytime, anywhere - even while driving or commuting.
- ✓ Studio-quality AI voice narration.
- ✓ Perfect for auditory learners.
- ✓ Maximize your study time during daily commutes.
Listen to a sample
Five Full Exam Simulators
Don't just memorize - practice under pressure with three distinct modes.
- ✓ Timed Real Exam Mode: Replicates actual environment.
- ✓ Topic-by-Topic Drill Mode: Focus on weak areas like Market Manipulation.
- ✓ Adaptive Challenge Mode: Difficulty that adjusts to you.
200 High-Quality Practice Questions
Crafted to match the exam-standard wording and logic used by examiners.
- ✓ Scenario-based questions for practical application.
- ✓ Detailed Step-by-Step Explanations for every answer.
- ✓ Metrics to track speed and accuracy over time.
AI-Powered Study Assistant
An AI chatbot trained on CMA regulations — ask it anything, anytime.
- ✓ Instant Clarification for complex rules.
- ✓ 24/7 Availability whenever you're in the study zone.
- ✓ Tailored Explanations in plain business logic.
Rapid-Recall Digital Flashcards
Digital flashcards optimized for quick reinforcement during short breaks.
- ✓ Critical thresholds and reporting timelines.
- ✓ Designed to make easy points stick permanently.
- ✓ Mobile-ready for study on the go.
High-Yield Cheat Sheets
The distilled 'Golden Rules' of the Saudi Regulatory landscape.
- ✓ Condensed summaries of AML and CMA requirements.
- ✓ Designed for rapid recall in the final hours.
- ✓ Essential conflict of interest disclosures.
Exam Format & Details
| Assessment | 25 multiple-choice questions |
| Duration | 60 Minutes |
| Standard Pass Mark | 70% |
Saudi Capital Market Rules and Regulations – CAML with Smart Practice
This is not just revision material. It’s a complete exam simulation system designed specifically for professionals in the Saudi financial sector.
We replace traditional, dry workbooks with a dynamic learning environment that adapts to your pace. Our system ensures you are studying exactly what will appear on exam day, covering CMA rules, client money rules, and AML/CTF.
Who Is This For?
✓ Compliance officers & MLROs in KSA
✓ Brokerage and capital markets professionals
✓ Professionals seeking SCMR-CAML certification
✓ Finance professionals dealing with Saudi regulations
Preparation centre
CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering Exam Guides
Use these connected guides for the syllabus, exam format, booking and revision strategy.
Exam guide
CAML CME-2B: Mastering KYC and Customer Due Diligence (CDD)
A deep dive into Standard vs Enhanced Due Diligence (EDD) and identifying UBOs for the CISI SCMR CAML CME-2B exam.
Exam guideCAML CME-2B: The Guide to Suspicious Activity Reporting (SAR)
A technical guide to the MLRO, SAR triggers, and tipping off for the CISI SCMR CAML CME-2B exam.
Exam guideCMA Saudi Compliance Training for Companies: A Comprehensive Guide
Ensure your team is fully certified. Explore our B2B compliance training solutions for the Saudi Capital Market (CME-2B) and SCMR CAML.
Exam guideSaudi CMA CME-2 Certification Guide 2026: Compliance & AML Exams
Your complete guide to the Saudi Capital Market Authority (CMA) CME-2 Compliance and AML certification for 2026. Get exam dates, fees, passing scores, and mock exams.
Exam guideA Practical Guide to Passing CISI SCMR-CAML (Saudi AML Compliance)
Master the Saudi Capital Market Rules for AML and Compliance (SCMR-CAML). Learn CMA requirements, SAMA regulations, and interactive practice questions.
🇸🇦 Local market guide
CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering in Saudi Arabia: pathway, booking and careers
Review how CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering connects to regulation, qualification pathways, booking, currency and careers in Saudi Arabia before paying the official exam fee.
Regulator and qualification pathway
Saudi registered-person pathways use the Financial Academy's CME examinations. The required A technical unit and B rules-and-regulations unit depend on the registered function.
Capital Market Authority and Financial AcademyBooking and official examination
Use the Financial Academy page for the exact CME examination and language you intend to take. Assessment format, availability and fees differ by CME code, so confirm the selected examination page before booking.
Browse official Financial Academy servicesCareer and employer context
Saudi CME pathways are role-based. Asset-management, advisory, compliance, broking and corporate-finance functions use different examination combinations, so the employing firm's compliance team should confirm the correct pair.
Price and currency
Exams Academy course access is a separate US-dollar purchase. Official examination and workbook charges are not included; check the Financial Academy page for the exact CME examination before payment.
Market-specific reading
Understand the pathway before booking
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CME-2B: Saudi Capital Market Rules and Regulations – Compliance and Anti-Money Laundering
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